The Stifel Solutions Program (Solutions) is designed for investors looking for the convenience of individualized investment management services offered directly through their Stifel Financial Advisor.

In the Solutions program, approved Financial Advisors manage their clients’ assets on a discretionary basis. This allows Financial Advisors to provide customized investment management for Solutions clients based on their specific needs and objectives. Additionally, managing accounts on a discretionary basis allows Financial Advisors to quickly react to market conditions when executing their investment strategy. Solutions clients should have a clear understanding of their Financial Advisor’s individual investment philosophy and decision-making process as most, if not all, investment decisions may be made without the Financial Advisor consulting with the client.

Investment strategies offered within the Solutions program may use a variety of investing styles implemented with one or more investment product types, such as mutual funds, exchanged traded products, stocks, bonds, structured products, and/or options.

Financial Advisors participating in the Solutions program are experienced professionals who must meet specific criteria before receiving approval to personally manage their clients’ investments.

Please review our Investment Advisory Program Disclosures which contain additional important information and links to documents, such as our Form CRS and Wrap Accounts Disclosure Brochure - Important Disclosures